Updated README

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Pavan Mandava 3 years ago
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# Prompt-based methods for Dialog State Tracking # Prompt-based methods for Dialog State Tracking
Repository for my master thesis at the University of Stuttgart (IMS). Repository for my master thesis at the University of Stuttgart (IMS).
@ -20,20 +21,20 @@ MultiWOZ 2.1 [dataset](https://github.com/budzianowski/multiwoz/blob/master/data
In the above table, term "*dpd*" refers to "*dialogues per domain*". For example, *50-dpd* means *50 dialogues per each domain*. In the above table, term "*dpd*" refers to "*dialogues per domain*". For example, *50-dpd* means *50 dialogues per each domain*.
All the training and testing data can be found under [/data/baseline/](data/baseline) folder. All the training and testing data can be found under [/data/](data/) folder.
## Environment Setup ## Environment Setup
Python 3.6 is required for training the baseline model. `conda` is used for creating environments. Python 3.6 is required for training the baseline mode. Python 3.10 is required for training the prompt-based model. `conda` is used for creating the environments.
### Create conda environment (for baseline model) ### Create conda environment (for baseline model)
Create an environment for baseline training with a specific python version (Python 3.6). Create an environment for baseline training with a specific python version (Python 3.6 is **required**).
```shell ```shell
conda create -n <baseline-env-name> python=3.6 conda create -n <baseline-env-name> python=3.6
``` ```
### Create conda environment (for prompt learning) ### Create conda environment (for prompt learning)
Create an environment for prompt-based methods Create an environment for prompt-based methods (Python 3.10 is **required**)
```shell ```shell
# TODO conda create -n <prompt-env-name> python=3.10
``` ```
#### Activate the conda environment #### Activate the conda environment
@ -42,18 +43,17 @@ To activate the conda environment, run:
conda activate <env-name> conda activate <env-name>
``` ```
#### Deactivating the conda evironment #### Deactivating the conda environment
To deactivate the conda environment, run: (Only after running all the experiments) To deactivate the conda environment, run: (Only after running all the experiments)
```shell ```shell
conda deactivate conda deactivate
``` ```
#### Download and extract SOLOIST pre-trained model #### Download and extract SOLOIST pre-trained model
Download and unzip the pretrained model, this is used for finetuning the baseline and prompt-based methods. For more details about the pre-trained SOLOIST model, refer to the GitHub [repo](https://github.com/pengbaolin/soloist). Download and unzip the pretrained model, this is used for fine-tuning the baseline and prompt-based methods. For more details about the pre-trained SOLOIST model, refer to the GitHub [repo](https://github.com/pengbaolin/soloist).
Download the zip file, replace the `/path/to/folder` from the below command to a folder of your choice. Download the zip file, replace the `/path/to/folder` from the below command to a folder of your choice.
```shell ```shell
wget https://bapengstorage.blob.core.windows.net/soloist/gtg_pretrained.tar.gz \ wget https://bapengstorage.blob.core.windows.net/soloist/gtg_pretrained.tar.gz \ -P /path/to/folder/
-P /path/to/folder/
``` ```
Extract the downloaded pretrained model zip file. Extract the downloaded pretrained model zip file.
@ -78,21 +78,27 @@ cd master-thesis
#### Set Environment variables #### Set Environment variables
Next step is to set environment variables that contains path to pre-trained model, saved models and output dirs. Next step is to set environment variables that contains path to pre-trained model, saved models and output dirs.
Edit the [set_env.sh](set_env.sh) file and set the paths for: (`nano` or `vim` can be used) Edit the [set_env.sh](set_env.sh) file and set the paths (as required) for the following:
`PRE_TRAINED_SOLOIST` - Path to the extracted pre-trained SOLOIST model `PRE_TRAINED_SOLOIST` - Path to the extracted pre-trained SOLOIST model
`SAVED_MODELS_BASELINE` - Path for saving the trained models at checkpoints `SAVED_MODELS_BASELINE` - Path for saving the trained baseline models (fine-tuning) at checkpoints
`OUTPUTS_DIR_BASELINE` - Path for storing the baseline model outputs (belief state predictions)
`SAVED_MODELS_PROMPT` - Path for saving the trained prompt-based models (after each epoch)
`OUTPUTS_DIR_BASELINE` - Path for storing the outputs of belief state predictions. `OUTPUTS_DIR_PROMPT` - Path for storing the prompt model outputs (generations)
```shell ```shell
nano set_env.sh nano set_env.sh
``` ```
Save the edited file and `source` it Save the edited file and `source` it
```shell ```shell
source set_env.sh source set_env.sh
``` ```
Run the below line to unset the environment variables Run the below line to unset the environment variables
```shell ```shell
sh unset_env.sh sh unset_env.sh
@ -132,7 +138,7 @@ Generate belief states by running decode script
```shell ```shell
sh decode_baseline.sh sh decode_baseline.sh
``` ```
The generated predictions are saved under `OUTPUTS_DIR_BASELINE` folder. Some generated belief state predictions are uploaded to this repository and can be found under [outputs](outputs) folder. The generated predictions are saved under `OUTPUTS_DIR_BASELINE` folder. Some of the generated belief state predictions are uploaded to this repository and can be found under [outputs](outputs) folder.
### Baseline Evaluation ### Baseline Evaluation
@ -142,7 +148,7 @@ Edit the [evaluate.py](baseline/evaluate.py) to set the predictions output file
```shell ```shell
python evaluate.py python evaluate.py
``` ```
#### Results from baseline evaluation ### Results from baseline experiments
|data-split| JGA | |data-split| JGA |
|--|:--:| |--|:--:|
| 5-dpd | 9.06 | | 5-dpd | 9.06 |
@ -152,3 +158,87 @@ python evaluate.py
| 125-dpd | 35.79 | | 125-dpd | 35.79 |
| 250-dpd | 40.38 | | 250-dpd | 40.38 |
## Prompt Learning Experiments
### Data
`create_dataset.py`
// TODO
### Install the requirements
After following the environment setup steps in the previous [section](#environment-setup), install the required python modules for prompt model training.
Change directory to `prompt-learning` and install the requirements. Make sure the correct prompt-learning `conda` environment is activated before installing the requirements.
```shell
cd prompt-learning
pip install requirements.txt
```
### Train the prompt model
Train a separate model for each data split. Edit the [train_prompting.sh](prompt-learning/train_prompting.sh) file to modify the default hyperparameters for training (learning rate, epochs).
```shell
sh train_prompting.sh -d <data-split-name>
```
Pass the data split name to `-d` flag.
Possible values are: `5-dpd`, `10-dpd`, `50-dpd`, `100-dpd`, `125-dpd`, `250-dpd`
Example training command: `sh train_baseline.sh -d 50-dpd`
**Some `train_prompting.sh` flags**:
`--num_epochs 10` - Number of epochs
`--learning_rate 5e-5` - Initial learning rate for Optimizer
`--with_inverse_prompt` - Use Inverse Prompt while training
`--inverse_prompt_weight 0.1` - Weight of the inverse prompt for loss function
**Note:** The defaults in `train_prompting.sh` are the best performing values.
### Belief State Generations (Prompt Generation)
Now, the belief states can be generated by prompting. Choose a prompt fine-tuned model from the saved epochs and run the below script to generate belief states.
Generate belief states by running the below script:
```shell
sh test_prompting.sh -m <tuned-prompt-model-path>
```
The argument `-m` takes the relative path of saved model from `SAVED_MODELS_PROMPT` env variable. It takes the following structure `-m <data-split-name>/<experiment-folder>/<epoch-folder>`
Example: `sh test_prompting.sh -m 50-dpd/experiment-20221003T172424/epoch-09`
The generated belief states (outputs) are saved under `OUTPUTS_DIR_PROMPT` folder. Some of the best outputs are uploaded to this repository and can be found under [outputs](outputs) folder.
### Prompting Evaluation
The standard Joint Goal Accuracy (JGA) is used to evaluate the belief predictions.
Edit the [evaluate.py](prompt-learning/evaluate.py) to set the predictions output file before running the evaluation
```shell
python evaluate.py
```
### Results from prompt-based belief state generations
|data-split| JGA* |
|--|:--:|
| 5-dpd | //TODO |
| 10-dpd | //TODO |
| 50-dpd | //TODO |
| 100-dpd | //TODO |
| 125-dpd | //TODO |
| 250-dpd | //TODO |
// TODO :: Add prompt-based outputs and results in the above table
## Multi-prompt Learning Experiments
### Prompt Ensemble
**Training**
Train a separate model for each data split. Edit the [train_prompting.sh](prompt-learning/train_prompting.sh) file and add `--with_prompt_ensemble` for training with multiple prompt functions.
// TODO :: Add more README for training and generating.
// WIP :: Prompt ensemble training
### Prompt Augmentation
Prompt Augmentation, sometimes called *demonstration learning*, provides a few additional *answered prompts* that can demonstrate to the PLM, how the actual prompt slot can be answered. Sample selection of answered prompts are manually hand-picked. Experiments are performed on different sets of *answered prompts*.
Edit the [test_prompting.sh](prompt-learning/test_prompting.sh) file and add `--with_answered_prompts` flag for generating slots with answered prompts.
Generate belief states by running the below script:
```shell
sh test_prompting.sh -m <tuned-prompt-model-path>
```
// TODO :: Add results

@ -2,7 +2,7 @@
usage="$(basename "$0") [-m <fine-tuned-model-path>] usage="$(basename "$0") [-m <fine-tuned-model-path>]
Argument -m takes the relative path of fine-tuned model from ${SAVED_MODELS_PROMPT}. Argument -m takes the relative path of fine-tuned model from ${SAVED_MODELS_PROMPT}.
Example: -m 250-dpd/experiment-20221030T172424/epoch-08" Example: -m 250-dpd/experiment-20221003T172424/epoch-08"
while getopts :m: flag while getopts :m: flag
do do
@ -39,7 +39,7 @@ if [ ! -f "${TEST_DATA_FILE}" ]; then
fi fi
FINE_TUNED_MODEL_PATH=${SAVED_MODELS_PROMPT}/${model_path} FINE_TUNED_MODEL_PATH=${SAVED_MODELS_PROMPT}/${model_path}
if [ ! -d ${FINE_TUNED_MODEL_PATH} ]; then if [ ! -d "${FINE_TUNED_MODEL_PATH}" ]; then
echo "Invalid fine-tuned model path - ${model_path}" echo "Invalid fine-tuned model path - ${model_path}"
fi fi

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